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[勞思光] [許國宏]  [呂健吉] [郭朝順] [黃冠閔] [伍至學] [龔維正] [陳振崑] [冀劍制]


黃冠閔之哲學教學網

教學資料

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Edmund Husserl, THE CRISIS OF EUROPEAN SCIENCES and the transcendental phenomenolgy (tr. David Carr)

(§37-§55)

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§ 37. The formal and most general structures of the life-world: thing and world on the one side, thing-consciousness on the other.

IF WE SEEK OUT, simply looking around us, what is formal and general, what remains invariant in the life-world throughout all alterations of the relative, we involuntarily stop at what alone determines for us in life the sense of talking about the world: the world is the universe of things, which are distrib­uted within the world-form of space-time and are "positional" in two senses (according to spatial position and temporal position) - the spatiotemporal onta. Here would thus be found the task of a life-world ontology, understood as a concretely general doc­trine of essence for these onta. For our interest in the present context it suffices to have indicated this. Rather than spend our time here, we prefer to move on to a task which is much greater, as will soon be seen-one which in fact encompasses such a doctrine. In order to prepare the way for this new subject of investigation, which also essentially concerns the life-world but is not ontological, we shall undertake a general reflection-we, that is, as waking, living human beings in the life-world (and thus naturally within the epoche regarding all interference of positive scientific discipline).

This general reflection will at the same time have the func­tion of making evident an essential distinction among the possi­ble ways in which the pregiven world, the ontic universe [das ontische Universum], can become thematic for us. Calling to mind what has repeatedly been said: the life-world, for us who wakingly live in it, is always already there, existing in advance for us, the "ground" of all praxis whether theoretical or extratheoretical. The world is pregiven to us, the waking, always some­how practically interested subjects, not occasionally but always and necessarily as the universal field of all actual and possible praxis, as horizon. To live is always to live-in-certainty-of-the­world. Waking life is being awake to the world, being constantly and directly "conscious" of the world and of oneself as living in the world, actually experiencing [erleben] and actually effecting

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the ontic certainty of the world. The world is pregiven thereby, in every case, in such a way that individual things are given. But there exists a fundamental difference between the way we are conscious of the world and the way we are conscious of things or objects (taken in the broadest sense, but still purely in the sense of the life-world), though together the two make up an insepa­rable unity. Things, objects (always understood purely in the sense of the life-world), are "given" as being valid for us in each case (in some mode or other of ontic certainty) but in principle only in such a way that we are conscious of them as things or objects within the world-horizon. Each one is something, "some­thing of" the world of which we are constantly conscious as a horizon. On the other hand, we are conscious of this horizon only as a horizon for existing objects; without particular objects of consciousness it cannot be actual [aktuell]. Every object has its possible varying modes of being valid, the modalizations of ontic certainty. The world, on the other hand, does not exist as an entity, as an object, but exists with such uniqueness that the plural makes no sense when applied to it. Every plural, and every singular drawn from it, presupposes the world-horizon. This difference between the manner of being of an object in the world and that of the world itself obviously prescribes funda­mentally different correlative types of consciousness for them.

§ 38. The two possible fundamental ways of making the life-world thematic: the naäve and natural straightforward attitude and the idea of a consistently reflective attitude toward the "how" of the subjective manner of givenness of life-world and life-world objects.

THESE MOST GENERAL features of waking life make up the formal framework within which it now becomes possible to distinguish the different ways this life is carried on, though in all cases the world is pregiven and, within this horizon, objects are given. These ways result in the different manners, we could also

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say, in which we are awake to the world and to the objects in the world. The first, the naturally normal one which absolutely must precede the others not for accidental but for essential reasons, is that of straightforwardly living toward whatever objects are given, thus toward the world-horizon, in normal, unbroken constancy, in a synthetic coherence running through all acts. This normal, straightforward living, toward whatever objects are given, indicates that all our interests have their goals in objects. The pregiven world is the horizon which includes all our goals, all our ends, whether fleeting or lasting, in a flowing but con­stant manner, just as an intentional horizon-consciousness implicitly "encompasses" [everything] in advance. We, the subjects, in our normal, unbroken, coherent life, know no goals which extend beyond this; indeed we have no idea that there could be others. All our theoretical and practical themes, we can also say, lie always within the normal coherence of the life-horizon "world." World is the universal field into which all our acts, whether of experiencing, of knowing, or of outward action, are directed. From this field, or from objects in each case already given, come all affections, transforming themselves in each case into actions.

Yet there can be a completely different sort of waking life involved in the conscious having of the world. It would consist in a transformation of the thematic consciousness of the world which breaks through the normality of straightforward living. Let us direct our attention to the fact that in general the world or, rather, objects are not merely pregiven to us all in such a way that we simply have them as the substrates of their properties but that we become conscious of them (and of everything ontically meant) through subjective manners of appearance, or manners of givenness, without noticing it in particular; in fact we are for the most part not even aware of it at all. Let us now shape this into a new universal direction of interest; let us establish a consistent universal interest in the "how" of the manners of givenness and in the onta themselves, not straight­forwardly but rather as objects in respect to their "how"-- that is, with our interest exclusively and constantly directed toward how, throughout the alteration of relative validities, subjective appearances, and opinions, the coherent, universal validity world -- the world --comes into being for us; how, that is, there arises in us the constant consciousness of the universal exist­ence, of the universal horizon, of real, actually existing objects,

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each of which we are conscious of only through the alterations of our relative conceptions [Aufassungen] of it, of its manners of appearing, its modes of validity, even when we are con­scious of it in particularity as something simply being there.

In this total change of interest, carried out with a new con­sistency founded on a particular resolve of the will, we notice that we acquire a number of never thematically investigated types, not only of individual things but also of syntheses, in an inseparable synthetic totality which is constantly produced by intentionally overlapping horizon-validities; and the latter in­fluence each other reciprocally in the form of corroborating verifications of existence, or refuting cancelings-out, or other modalizations. This is the essential character of the synthetic totality in which we can take possession of something previously completely unknown, something never envisioned or grasped as a task for knowledge; this is the universal accomplishing life in which the world comes to be as existing for us constantly in flowing particularity, constantly "pregiven" to us. We can also say: this is the synthetic totality in which we now discover, for the first time, that and how the world, as correlate of a discover­able universe of synthetically connected accomplishments, ac­quires its ontic meaning and its ontic validity in the totality of its ontic [ontische] structures.

But here we do not need to go into more detailed expositions, into everything that can become thematic. What is essential for us here is the distinction between the two types of investigation,' each regarded as a universal investigation.1

The natural life, whether it is prescientifically or scientifi­cally, theoretically or practically interested, is life within a universal unthematic horizon. This horizon is, in the natural attitude, precisely the world always pregiven as that which exists. Simply living on in this manner, one does not need the word "pregiven"; there is no need to point out that the world is con­stantly actuality for pus. All natural questions, all theoretical and practical goals taken as themes -- as existing, as perhaps existing, as probable, as questionable, as valuable, as project, as action and result of action -- have to do with something or other within the world-horizon. This is true even of illusions, nonactualities, since everything characterized through some modality

  1. This could refer either to the "two ways of making the life­world thematic" (cf. section heading) or to the investigation of the "how" of the objects vs. the investigation of the subjective syntheses.

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of being is, after all, related to actual being. For, in advance, "world" has the meaning "the universe of the `actually' existing actualities": not the merely supposed, doubtful, or questionable actualities but the actual ones, which as such have actuality for us only in the constant movement of corrections and revisions of validities [Umgeltungen von Geltungen]- all this considered as the anticipation of an ideal unity.

Instead of persisting in this manner of "straightforwardly living into the world," let us attempt a universal change of interest in which the new expression "pregivenness of the world" becomes necessary because it is the title for this differently directed and yet again universal theme of the manners of pregivenness. In other words, nothing shall interest us but precisely that subjective alteration of manners of givenness, of manners of appearing and of the modes of validity in them, which, in its constant process, synthetically connected as it incessantly flows on, brings about the coherent consciousness of the straightforward "being" of the world.

Among the objects of the life-world we also find human beings, with all their human action and concern, works and suffering, living in common in the world-horizon in their particular social interrelations and knowing themselves to be such. All this, too, then, shall be included as we carry out our new universal direction of interest. A coherent theoretical interest shall now be directed exclusively toward the universe of the subjective, in which the world, in virtue of the universality of synthetically bound accomplishments in this universe, comes to have its straightforward existence for us. In the natural and normal world-life this subjective manifold constantly goes on, but there it remains constantly and necessarily concealed. How, by what method, is it to be revealed? Can it be shown to be a self-enclosed universe with its own theoretical and consistently maintained inquiry, revealing itself as the all-encompassing unity of ultimately functioning and accomplishing subjectivity which is to account for the existence of the world-- the world for us, our natural life-horizon? If this is a legitimate and a necessary task, its execution implies the creation of a new science of a peculiar sort. In opposition to all previously designed objective sciences, which are sciences on the ground of the world, this would be a science of the universal how of the pregivenness of the world, i.e., of what makes it a universal ground for any sort of objectivity. And included in this is the creation of a science of the ultimate grounds [Gründe] which supply the true force of all objective

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grounding, the force arising from its ultimate bestowal of meaning.

Our historically motivated path, moving from the interpreta­tion of the interplay of problems between Hume and Kant, has now led us to the postulate of clarifying the pregiven world's character of universally "being the ground" for all objective sciences and-what followed of itself-for all objective praxis; it has led us, then, to the postulate of that novel universal science of subjectivity as pregiving the world. We shall now have to see how we can fulfill this postulate. We notice thereby that the first step which seemed to help at the beginning, that epochs through which we freed ourselves from all objective sciences as grounds of validity, by no means suffices. In carrying out this epochs, we obviously continue to stand on the ground of the world; it is now reduced to the life-world which is valid for us prescientifically; it is just that we may use no sort of knowledge arising from the sciences as premises, and we may take the sciences into consideration only as historical facts, taking no position of our own on their truth.

But nothing about this affects our interested looking-around in the prescientifically intuited world or our paying attention to its relative features. In a certain way, concern with this sort of thing belongs continually even to [one type of] objective investigation, namely, that of the historians, who must, after all, recon­struct the changing, surrounding life-worlds of the peoples and periods with which they deal. In spite of this, the pregiven world is still valid as a ground [for them] and has not been transposed into the universe of the purely subjective, a universal framework in its own right, which is our concern now.

The same thing holds [even] if we take as our subject of investigation, in the unity of a systematic survey, all [historical] periods and peoples and finally the entire spatiotemporal world, paying constant attention to the relativity of the surrounding life-worlds of particular human beings, peoples, and periods as mere matters of fact. It is clear that the same thing is true of this world survey, in the form of an iterated synthesis of relative, spatiotemporal life-worlds, that is true of a survey of one such life-world individually. It is taken one part at a time and then, at a higher level, one surrounding world, one temporal period, at a time; each particular intuition [yields] an ontic validity, whether in the mode of actuality or possibility. As each intuition occurs, it presupposes others having objective validity -- presupposes for us, the observers, the general ground of the validity of the world.

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§ 39. The peculiar character of the transcendental epoche as a total change of the natural attitude of life.

Now, How can the pregivenness of the life-world be­come a universal subject of investigation in its own right? Clearly, only through a total change of the natural attitude, such that we no longer live, as heretofore, as human beings within natural existence, constantly effecting the validity of the pregiven world; rather, we must constantly deny ourselves this. Only in this way can we arrive at the transformed and novel subject of investigation, "pregivenness of the world as such": the world purely and exclusively as-- and in respect to how -- it has meaning and ontic validity, and continually attains these in new forms, in our conscious life. Only thus can we study what the world is as the ground-validity for natural life, with all its proj­ects and undertakings, and, correlatively, what natural life and its subjectivity ultimately are, i.e., purely as the subjectivity which functions here in effecting validity. The life which effects world-validity in natural world-life does not permit of being studied from within the attitude of natural world-life. What is required, then, is a total transformation of attitude, a completely unique, universal epoche.

 

§ 40. The difficulties surrounding the genuine sense of performing the total epoche. The temptation to misconstrue it as a withholding of all individual validities, carried out step by step.

THE UNIVERSALITY of the epoche in regard to the total­ity of natural and normal life does indeed have an incomparable, peculiar character, and as such it is at first open to question in

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several respects. From the start it is not clear how it is to be carried out in such a way as to be capable of the methodical ac­complishment expected of it, which in turn, in view of its generality, is still in need of clarification. Here many tempting blind alleys offer themselves, as we shall find out, i.e., ways of understanding the performance of the epoche which surely do not lead to the goal-as we can make evident to ourselves in advance.

In order to gain a conception of how this total transformation of attitude is to be carried out, let us consider again the style of natural, normal life. There we move in a current of ever new experiences, judgments, valuations, decisions. In each of these acts the ego is directed toward objects in its surrounding world, dealing with them in one way or another. It is of them that we are conscious in these acts themselves, sometimes simply as actual, sometimes in modalities of actuality (for example, as possible, as doubtful, etc. ). None of these acts, and none of the validities involved in them, is isolated: in their intentions they necessarily imply an infinite horizon of inactive [inaktuelle] va­lidities which function with them in flowing mobility. The mani­fold acquisitions of earlier active life are not dead sediments; even the background (for example, that of the perceptual field), of which we are always concurrently conscious but which is momentarily irrelevant and remains completely unnoticed, still functions according to its implicit validities. All things of this sort, even though they are momentarily not actualized, are in a constant motion involving modes of being awakened, immedi­ately or mediately, and modes of affecting the ego and possibly passing over into active apperception, intervening as validities in the complex of acts. Thus the particular object of our active consciousness, and correlatively the active, conscious having of it, being directed toward it, and dealing with it -- all this is forever surrounded by an atmosphere of mute, concealed, but cofunctioning validities, a vital horizon into which the active ego can also direct itself voluntarily, reactivating old acquisitions, consciously grasping new apperceptive ideas, transforming them into intuitions. Because of this constantly flowing horizonal character, then, every straightforwardly performed validity in natural world-life always presupposes validities extending back, immediately or mediately, into a necessary subsoil of obscure but occasionally available reactivatable validities, all of which together, including the present acts, make up a single indivisible, interrelated complex of life.

This consideration is of significance for the clarification of

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how the universal epoche is to be performed. We see, namely, that as an abstention from performing validity, carried out in individual steps, it cannot lead to the goal.

The abstention from performing individual validities (simi­lar to the way this occurs in a critical attitude, caused by theoret­ical or practical demands) only creates for each instance a new mode of validity on the natural ground of the world; and the situation is not improved if we wish to exercise, through an anticipatory, universal resolve, the abstention from the performance, one by one, of all validities, even to infinity, i.e., in respect to all of one's own or alien validities which from now on could ever suggest themselves.

Instead of this universal abstention in individual steps, a completely different sort of universal epoche is possible, namely, one which puts out of action, with one blow, the total perform­ance running through the whole of natural world-life and through the whole network (whether concealed or open) of validities-precisely that total performance which, as the coher­ent "natural attitude," makes up "simple" "straightforward" ongoing life. Through the abstention which inhibits this whole hitherto unbroken way of life a complete transformation of all of life is attained, a thoroughly new way of life. An attitude is arrived at which is above the pregivenness of the validity of the world, above the infinite complex whereby, in concealment, the world's validities are always founded on other validities, above the whole manifold but synthetically unified flow in which the world has and forever attains anew its content of meaning and its ontic validity. In other words, we thus have an attitude above the universal conscious life (both individual-subjective and intersubjective) through which the world is "there" for those naively absorbed in ongoing life, as unquestionably present, as the universe of what is there,1 as the field of all acquired and newly established life-interests. They are all put out of action in advance by the epoche, and with them the whole natural ongo­ing life which is directed toward the actualities of "the" world.

It is to be noted also that the present, the "transcendental" epoche is meant, of course, as a habitual attitude which we resolve to take up once and for all. Thus it is by no means a temporary act, which remains incidental and isolated in its var­ious repetitions. And again, everything we said about the earlier

1. als fraglos vorhandene, als Universum der Vorhandenheiten.

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epoche, in comparing it with vocational attitudes, still holds during "vocational time," while it does put all other interests "out of play," it by no means gives up their manner of being as belonging to us (or our own manner of being as those who are "interested"), as if we were to sacrifice them or even reconsider whether or not they should continue to be upheld. But we must also not forget what was said as a protest against a degrading equation [of this] with other vocations and what was said about the possibility of radically changing all human existence through this epoche which reaches into its philosophical depths.

§ 41. The genuine transcendental epoche makes possible the "transcendental reduction"­the discovery and investigation of the transcendental correlation between world and world-consciousness.

WE PERFORM the epoche-- we who are philosophizing in a new way-- as a transformation of the attitude which precedes it not accidentally but essentially, namely, the attitude of natural human existence which, in its total historicity, in life and science, was never before interrupted. But it is necessary, now, to make really transparent the fact that we are not left with a meaningless, habitual abstention; rather, it is through this abstention that the gaze of the philosopher in truth first becomes fully free: above all, free of the strongest and most universal, and at the same time most hidden, internal bond, namely, of the pregivenness of the world. Given in and through this liberation is the discovery of the universal, absolutely self-enclosed and absolutely self-sufficient correlation between the world itself and world-consciousness. By the latter is meant the conscious life of the subjectivity which effects the validity of the world, the sub­jectivity which always has the world in its enduring acquisitions and continues actively to shape it anew. And there results, fi­nally, taken in the broadest sense, the absolute correlation be­tween beings of every sort and every meaning, on the one hand, and absolute subjectivity, as constituting meaning and ontic

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validity in this broadest manner, on the other hand. What must be shown in particular and above all is that through the epoche a new way of experiencing, of thinking, of theorizing, is opened to the philosopher; here, situated above his own natural being and above the natural world, he loses nothing of their being and their objective truths and likewise nothing at all of the spiritual ac­quisitions of his world-life or those of the whole historical com­munal life; he simply forbids himself --as a philosopher, in the uniqueness of his direction of interest -- to continue the whole natural performance of his world-life; that is, he forbids himself to ask questions which rest upon the ground of the world at hand, questions of being, questions of value, practical questions, questions about being or not-being, about being valuable, being useful, being beautiful, being good, etc. All natural interests are put out of play. But the world, exactly as it was for me earlier and still is, as my world, our world, humanity's world, having validity in its various subjective ways, has not disappeared; it is just that, during the consistently carried-out epoche, it is under our gaze purely as the correlate of the subjectivity which gives it ontic meaning, through whose validities 1 the world "is" at all.

This is not a "view," an "interpretation" bestowed upon the world. Every view about . . . , every opinion about "the" world, has its ground in the pregiven world. It is from this very ground that I have freed myself through the epoche; I stand above the world, which has now become for me, in a quite peculiar sense, a phenomenon.

§ 42. The task of concretely plotting ways in which the transcendental reduction can actually be carried out.

BUT HOW IS THE indicated accomplishment, made possi­ble by the epoche-- we call it the "transcendental reduction"­- and how is the scientific task which is thus opened up to be made understandable in more concrete terms? [We are referring to the] accomplishment of a reduction of "the" world to the tran­scendental phenomenon "world," a reduction thus also to its

1.      Reading Geltungen for Gelten.

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correlate, transcendental subjectivity, in and through whose "conscious life" the world, valid for us straightforwardly and naively prior to all science, attains and always has attained its whole content and ontic validity. How can we make it more concretely understandable that the reduction of mankind to the phenomenon "mankind," which is included as part of the reduction of the world, makes it possible to recognize mankind as a self-objectification of transcendental subjectivity which is al­ways functioning ultimately and is thus "absolute"? How does it become possible, thanks to the epoche, to display this subjectiv­ity in its accomplishment, in its transcendental "conscious life," extending into hidden subsoils, in the distinct manners in which it "brings about," within itself, the world as ontic meaning? How can we bring this to light with self-evidence, not inventing or mythically constructing? If this is a matter of a new sort of scientific discipline, of a new sort of theoretical questioning and resolving of questions, then the ground for these questions, too, must be prepared. Natural questions about the world have their ground in the pregiven world as the world of actual and possible experiences. And the gaze made free by the epoche must likewise be, in its own way, an experiencing gaze. [But] the accomplish­ment of the total transformation of attitude must consist in the fact that the infinity of actual and possible world-experience transforms itself into the infinity of actual and possible "tran­scendental experience," in which, as a first step, the world and the natural experience of it are experienced as "phenomenon."

But how do we begin this, and how do we progress? How, at first concretely feeling our way, do we attain our first results, even if only as material for new reflections through which the method of systematic progressive work and, at the same time, the genuine and pure sense of our whole project and the quite peculiar character of this new scientific discipline will become fully clear? The following reflections will show how much such material is needed when we no longer move on the old familiar ground of the world but rather stand, through our transcen­dental reduction, only at the gate of entrance to the realm, never before entered, of the "mothers of knowledge"; 1 they will show how great the temptation is, here, to misunderstand oneself and how much-- indeed, ultimately, the actual success of a transcendental philosophy -- depends upon self-reflective clarity carried to its limits.  

1. Cf. Faust, Part II, line 6216.

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§43. Characterization of a new way to the reduction, as contrasted with the "Cartesian way."

WE WISH TO PROCEED, here, by beginning anew, start­ing purely from natural world-life, and by asking after the how of the world's pregivenness. At first we understand the question of the world's pregivenness just as it arises within the natural attitude and is understandable by all: namely, as the pregivenness of the world of existing things through the constant alteration of relative manners of givenness, the world just as it essentially, always, obviously exists for us, throughout the whole of naturally flowing life, with an inexhaustible plenitude of what is taken for granted and constantly underlies the alteration of subjective appearances and validities. As such we now consist­ently make the world our subject of investigation, i.e., as the ground of all our interests and life-projects, among which the theoretical projects of the objective sciences make up only a particular group. But the latter is now to be in no way privileged as it was when it motivated our inquiries earlier. In this manner, then, let our subject now be not the world simply, but the world exclusively as it is constantly pregiven to us in the alteration of its manners of givenness.

At this point novel and ever broadening systematic tasks are opened up within a universal epoche which at first offers itself quite obviously as an immediate necessity. In systematically carrying out the epoche, or reduction, understood in this way, however, we find that in all the tasks it sets it requires a clarifi­cation and a transformation of its meaning if the new science is to become capable of being executed in a really concrete way and without absurdity; or if-what amounts to the same thing-it is actually to accomplish a reduction to the absolutely ultimate grounds [Gründe] and to avoid unnoticed, nonsensical admix­tures of naturally naive prior validities. Thus we arrive once again at the transcendental epoche which was introduced in advance in our previous presentation in a general way. But now it has not only been enriched by the samples of significant insights attained along the way; it has also attained a self-under

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standing in principle which procures for these insights and for the epoche itself their ultimate meaning and value.

I note in passing that the much shorter way to the transcendental epoche in my Ideas toward a Pure Phenomenology and Phenomenological Philosophy, which I call the "Cartesian way" (since it is thought of as being attained merely by reflectively engrossing oneself in the Cartesian epoche of the Meditations while critically purifying it of Descartes's prejudices and confu­sions), has a great shortcoming: while it leads to the transcen­dental ego in one leap, as it were, it brings this ego into view as apparently empty of content, since there can be no preparatory explication; so one is at a loss, at first, to know what has been gained by it, much less how, starting with this, a completely new sort of fundamental science, decisive for philosophy, has been attained. Hence also, as the reception of my Ideas showed, it is all too easy right at the very beginning to fall back into the naive-natural attitude-- something that is very tempting in any case.1

 

§ 44. The life-world as subject matter for a theoretical interest determined by a universal epoche in respect to the actuality of the things of the life-world.

LET US BEGIN our new way by devoting an exclusive, con­sistently theoretical interest to the "life-world" as the general "ground" of human world-life and, specifically, to just the way in which it fulfills this general "ground" function. Since we seek in vain in world literature for investigations that could serve as preparatory studies for us-investigations which might have under­stood this task as that of a science in its own right (a peculiar science, to be sure, since it concerns the disparaged doxa, which now suddenly claims the dignity of a foundation for science,  

1. It is to be remembered that the German version of the Cartesian Meditations had never been released for publication by Husserl. These remarks support the theory that Husserl had given up the project of a final version of the Meditations altogether in favor of the Crisis as the definitive introduction to phenomenology.

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episteme)--we ourselves must make a completely new beginning. As is the case with all undertakings which are new in principle, for which not even an analogy can serve as guide, this beginning takes place with a certain unavoidable naïveté. In the beginning is the deed.1 It makes the still insecure project more definite and at the same time clearer and clearer by means of samples of successful execution. After this, reflection on method is required (as the second step) which expressly delimits the general sense of such a project, the extent to which it can be fulfilled, and the scope of what has already been accomplished in aspiring to it.

We wish, then, to consider the surrounding life-world concretely, in its neglected relativity and according to all the man­ners of relativity belonging essentially to it-the world in which we live intuitively, together with its real entities [Realitäten]; but [we wish to consider them] as they give themselves to us at first in straightforward experience, and even [consider] the ways in which their validity is sometimes in suspense (between being and illusion, etc. ). Our exclusive task shall be to comprehend precisely this style, precisely this whole merely subjective and apparently incomprehensible "Heraclitean flux." Thus we are not concerned with whether and what the things, the real entities of the world, actually are (their being actual, their actually being such and such, according to properties, relations, interconnec­tions, etc.); we are also not concerned with what the world, taken as a totality, actually is, what in general belongs to it in the way of a priori structural lawfulness or factual "natural laws." We have nothing like this as our subject matter. Thus we exclude all knowledge, all statements about true being and predicative truths for it, such as are required in active life for its praxis (i.e., situational truths); but we also exclude all sciences, genuine as well as pseudosciences, with their knowledge of the world as it is "in itself," in "objective truth." Naturally, in the present thematic sphere, we also take no part in all the interests which set any kind of human praxis in motion, especially since the latter, because of its rootedness in the already existing world, is always at the same time interested in the true existence or the nonexistence of the things with which it deals.

This involves a type of universal epoche, then, which serves here only to isolate the subject matter of subsequent investiga­tions, of whose possible results, by the way, we still have no conception. The motivation arising out of the need to clarify the  

1. Faust, Part I, line 1237: "Im Anfang war die Tat."

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obvious accomplishments of the positive sciences originally re­quired this topic. But we have already detached ourselves from this motivation. Deeper reflections are required in order to un­derstand how this topic can become an independent task, a field of working problems.

§ 45.  Beginnings of a concrete exposition of what is given in sense-intuition purely as such.

ONE OF OUR FIRST steps will have ,to be that of filling in the empty generality of our theme. As fully "disinterested" 1 spectators (in the indicated sense of the epoche) of the world purely as subjective-relative world (the one in which our whole everyday communal life-our efforts, concerns, and accomplish­ments-takes place), let us now take a first, naive look around; our aim shall be, not to examine the world's being and being­such, but to consider whatever has been valid and continues to be valid for us as being and being-such in respect to how it is subjectively valid, how it looks, etc.

For example, there are various individual things of experi­ence at any given time; I focus on one of them. To perceive it, even if it is perceived as remaining completely unchanged, is something very complex: it is to see it, to touch it, to smell it, to hear it, etc.; and in each case I have something different. What is seen in seeing is in and for itself other than what is touched in touching. But in spite of this I say: it is the same thing; it is only the manners of its sensible exhibition, of course, that are different. If I remain purely within the realm of seeing, I find new differences, arising in very manifold form in the course of any normal seeing, which, after all, is a continuous process; each phase is itself a seeing, but actually what is seen in each one is something different. I express this somewhat in the following way: the pure thing seen, what is visible "of" the thing, is first of all a surface, and in the changing course of seeing I see it now from this "side," now from that, continuously perceiving it from ever differing sides. But in them the surface exhibits itself to me in a continuous synthesis; each side is for consciousness a manner  

1. Reading uninteressierte for uninteressierter.

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of exhibition of it. This implies that, while the surface is immediately given, I mean more than it offers. Indeed, I have ontic certainty of this thing [as that] to which all the sides at once belong, and in the mode in which I see it "best." Each side gives me something o f the seen thing. In the continuous altera­tion of seeing, the side just seen 2 ceases being actually still seen, but it is "retained" and "taken" together with those retained from before; and thus I "get to know" the thing. Similar observations should be developed at length in respect to nearness and farness.

Even if I stop at perception, I still have the full conscious­ness of the thing, just as I already have it at the first glance when I see it as this thing. In seeing I always "mean" it with all the sides which are in no way given to me, not even in the form of intuitive, anticipatory presentifications. Thus every percep­tion has, "for consciousness," a horizon belonging to its object (i.e., whatever is meant in the perception).

But considered more exactly, what we have displayed so far, i.e., what I attribute to the thing itself-for example, its seen, colored shape in the alteration of near-and-far orientation--is again something which exhibits itself in manifold ways. I am speaking now of the alteration of perspectives. The perspectives of the shape and also of its color are different, but each is in this new way an exhibiting of -- of this shape, of this color. Something similar to this can be studied in every modality of the sense-perception (touching, hearing, etc.) o f the same thing. In the course of alteration they all play their role as exhibitings, now being interrupted, now beginning again; they offer many types of manifolds of exhibitings, appearances, each of which functions precisely as an exhibiting of. In running their course they function in such a way as to form a sometimes continuous and sometimes discrete synthesis of identification or, better, of unification. This happens not as a blending of externals; rather, as bearers of "sense" in each phase, as meaning something, the perspectives combine in an advancing enrichment o f meaning and a continuing development o f meaning, such that what no longer appears is still valid as retained and such that the prior meaning which anticipates a continuous flow, the expectation of "what is to come," is straightway fulfilled and more closely deter­mined. Thus everything is taken up into the unity of validity or into the one, the thing. For now, this rough beginning of a de­scription must suffice.

2. Reading die eben gesehene for eben die gesehene.

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§ 46.    The universal a priori of correlation.

AS SOON AS WE BEGIN to be on the lookout for things or objects in the life-world, not in order to know them as what they [really] are but rather in order to inquire into the modes of their subjective manners of givenness, i.e., into how an object-in our example a perceived object-exhibits itself as being and being­such, we enter a realm of more and more involved and very remarkable expositions. Ordinarily we notice nothing of the whole subjective character of the manners of exhibiting "of" the things, but in reflection we recognize with astonishment that essential correlations obtain here which are the component parts of a farther-reaching, universal a priori. And what remarkable "implications" appear, ones that can even be quite immediately, descriptively displayed. As it was already pointed out briefly above: I am directly conscious of the thing existing there, yet changing from moment to moment I have the experience [Erlebnis] [of an] "exhibiting of," although the latter, with its remarkable "of," becomes visible only in reflection. Implied in the particular perception of the thing is a whole "horizon" of nonactive [nichtaktuelle] and yet cofunctioning manners of ap­pearance and syntheses of validity.

Every first description here is of necessity rough, and soon one is faced with the enigmas caused by this implication of nonactive manifolds of appearances, without which no things, no world of experience, would be given to us. And soon we are also faced with the difficulties of concretely unfolding this a priori of correlation. The latter can be displayed only in relativ­ity, in an unfolding of horizons in which one soon realizes that unnoticed limitations, horizons which have not been felt, push us on to inquire into new correlations inseparably bound up with those already displayed. For example, we involuntarily begin such an "intentional analysis" of perception by giving privileged status to a thing at rest, remaining qualitatively unchanged. But the things of the perceptual surrounding world give themselves only temporarily in this way, and soon the intentional problem of motion and change arises. But was such a beginning, with the unchanged thing at rest, actually only accidental? Does the privileged status of rest not itself have a motive in the necessary  

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course of such investigations? Or, to look at the matter from another and very important side: involuntarily, we began with the intentional analysis of perception (purely as perception of its perceived object) and in fact gave privileged status thereby to intuitively given bodies. Might this not also point to essential necessities? The world exists as a temporal, a spatiotemporal, world in which each thing has its bodily extension and duration and, again in respect to these, its position in universal time and in space. It is as such that we are ever conscious of the world in waking consciousness, as such that it is valid as universal hori­zon. Perception is related only to the present. But this present is always meant as having an endless past behind it and an open future before it. We soon see that we need the intentional analy­sis of recollection as the original manner of being conscious of the past; but we also see that such an analysis presupposes in principle that of perception, since memory, curiously enough, implies having-perceived. If we consider perception abstractly, by itself, we find its intentional accomplishment to be presenta­tion, making something present: the object gives itself as "there," originally there, present. But in this presence, as that of an extended and enduring object, lies a continuity of what I am still conscious of, what has flowed away and is no longer intuited at all, a continuity of "retentions"-and, in the other direction, a continuity of "protentions." Yet this is not, like memory in the usual sense of intuitive "recollection," a phenomenon which openly, so to speak, plays a part in object- and world-appercep­tion. And thus the different modes of presentification in general enter into the universal investigation we are undertaking here, namely, that of inquiring consistently and exclusively after the how of the world's manner of givenness, its open or implicit "intentionalities." In displaying these, we must say to ourselves again and again that without them the objects and the world would not be there for us and that the former exist for us only with the meaning and the mode of being that they receive in constantly arising or having arisen out of those subjective accomplishments.

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§47.        Indication of further directions of inquiry: the basic subjective phenomena of kinesthesis, alteration of validity, horizon-consciousness, and the communalization of experience.

BUT FIRST IT WILL be necessary to continue our groping entrance into this unknown realm of subjective phenomena and to carry out several further expositions, which will be understandably still rough and in many respects still imperfectly de­termined. Let us again give a privileged status to perception. Previously our gaze was directed at the multiplicity of side-exhibitings of one and the same thing and to the alteration of near and far perspectives. We soon note that these systems of "exhibiting of" are related back to correlative multiplicities of kinesthetic processes having the peculiar character of the "I do," "I move" (to which even the "I hold still" must be added). The kinestheses are different from the movements of the living body which exhibit themselves merely as those of a physical body, yet they are somehow one with them, belonging to one's own living body with its two-sided character (internal kinestheses, external physical-real movements). If we inquire into this "belonging," we notice that in each case "my living body" requires particular and extensive descriptions, that it has its special pe­culiarities in the manner of exhibiting itself in multiplicities.

Another extraordinarily important thematic direction has not yet been named; it is characterized by the phenomenon of the alteration of validity -- for example, the alteration of being into illusion. In continuous perception a thing is there for me in the straightforward ontic certainty of immediate presence -­ though I must add: normally; for only when, giving my kinestheses free play, I experience concurrent exhibitings as be­longing to it is the consciousness sustained of the one thing in actual presence, exhibiting itself in manifold fashion as itself. But if I ask what is implied in the fact that the thing-exhibitings belong to the altering kinestheses, I recognize that a hidden intentional "if-then" relation is at work here: the exhibitings must occur in a certain systematic order; it is in this way that they are indicated in advance, in expectation, in the course of a

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harmonious perception. The actual kinestheses here lie within the system of kinesthetic capacity, which is correlated with the system of possible following events harmoniously belonging to it. This is, then, the intentional background of every straightforward ontic certainty of a presented thing.1

Often, however, a break in this harmony occurs: being is transformed into illusion or simply into being doubtful, being merely possible, being probable, being after all not completely illusory, etc. The illusion is undone through "correction," through changing the sense in which the thing had been perceived. It is easy to see that the change of apperceptive sense takes place through a change of the expectation-horizon of the multiplicities anticipated as normal (i.e., as running on harmoniously). For example, one saw a man, but then, upon touching him, had to reinterpret him as a mannequin (exhibiting itself visually as a man).

When our interest is turned in this direction, unexpectedly manifold phenomena can be noticed in every perception, and not only in connection with the individual thing. For consciousness the individual thing is not alone; the perception of a thing is perception of it within a perceptual field. And just as the individ­ual thing in perception has meaning only through an open horizon of "possible perceptions," insofar as what is actually per­ceived "points" to a systematic multiplicity of all possible perceptual exhibitings belonging to it harmoniously, so the thing has yet another horizon: besides this "internal horizon" it has an "external horizon" precisely as a thing within a field o f things; and this points finally to the whole "world as perceptual world." The thing is one out of the total group of simultaneously actually perceived things; but this group is not, for us, for consciousness, the world; rather, the world exhibits itself in it; such a group, as the momentary field of perception, always has the character for us of a sector"”of “ the world, of the universe of things for possible perceptions. Such, then, at any time, is the present world; it exhibits itself to me in every case through a nucleus of "original presence" (this designates the continuously subjective character of what is directly perceived as such) as well as through its internal and external horizon-validities.

In our -- or, for each of us, my2 -- waking life, the world is

1. Cf. the similar passage on pp. 106 f., above.

2.  in unserem, je-meinem - a very Heideggerian turn of phrase.

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always perceived in this way; it always flows on in the unity of my perceptual conscious life; yet it does so in remarkable fash­ion, such that, in individual details, a harmonious flow of the preindicated multiplicities, which results in the consciousness of the straightforward existence of the thing in question, does not always occur. Ontic certainty, which involves an anticipatory certainty of bringing the appropriate multiplicities harmoniously into a fulfilling flow in the course of further perception through a voluntary direction of the kinestheses, is often not sustained; and yet a harmony in the total perception of the world is always sustained through a correction which actually constantly func­tions along with it. This includes, for example, the correction involved in seeing something close up, whereby what was seen from afar is determined more precisely and thus at the same time corrected (e.g., what was an undifferentiated red at a distance shows itself from close up to be spotted).

But instead of inquiring further in the sphere of our own intuitions, let us turn our attention to the fact that in our contin­uously flowing world-perceiving we are not isolated but rather have, within it, contact with other human beings. Each one has his perceptions, his presentifications, his harmonious experi­ences, devaluation of his certainties into mere possibilities, doubts, questions, illusions. But in lining with one another each one can take part in the life of the others. Thus in general the world exists not only for isolated men but for the community of men; and this is due to the fact that even what is straightfor­wardly perceptual is communalized.

In this communalization, too, there constantly occurs an alteration of validity through reciprocal correction. In reciprocal understanding, my experiences and experiential acquisitions enter into contact with those of others, similar to the contact between individual series of experiences within my (one's own) experiential life; and here again, for the most part, intersubjective harmony of validity occurs, [establishing what is] "normal" in respect to particular details, and thus an intersubjective unity also comes about in the multiplicity of validities and of what is valid through them; here again, furthermore, intersubjective discrepancies show themselves often enough; but then, whether it is unspoken and even unnoticed, or is expressed through discussion and criticism, a unification is brought about or at least is certain in advance as possibly attainable by everyone. All this takes place in such a way that in the consciousness of each

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individual, and in the overarching community consciousness which has grown up through [social] contact, one and the same world achieves and continuously maintains constant validity as the world which is in part already experienced and in part the open horizon of possible experiences for all; it is the world as the universal horizon, common to all men, of actually existing things. Each individual, as a subject of possible experiences, has his experiences, his aspects, his perceptual interconnections, his alteration of validity, his corrections, etc.; and each particular social group has its communal aspects, etc. Here again, properly speaking, each individual has his experienced things, that is, if we understand by this what in particular is valid for him, what is seen by him and, through the seeing, is experienced as straightforwardly existing and being-such. But each individual "knows" himself to be living within the horizon of his fellow human beings, with whom he can enter into sometimes actual, sometimes potential contact, as they also can do (as he likewise knows) in actual and potential living together. He knows that he and his fellows, in their actual contact, are related to the same experienced things in such a way that each individual has different aspects, different sides, perspectives, etc., of them but that in each case these are taken from the same total system of multiplicities of which each individual is constantly conscious (in the actual experience of the same thing) as the horizon of possible experience of this thing. If one attends to the distinction be­tween things as "originally one's own" and as "empathized" from others, in respect to the how of the manners of appearance, and if one attends to the possibility of discrepancies between one's own and empathized views, then what one actually experiences originaliter as a perceptual thing is transformed, for each of us, into a mere "representation of" ["Vorstellung von"], "appearance of," the one objectively existing thing. From the synthesis these have taken on precisely the new sense "appearance of," and as such they are henceforth valid. "The" thing itself is actually that which no one experiences as really seen, since it is always in motion, always, and for everyone, a unity for consciousness of the openly endless multiplicity of changing experi­ences and experienced things, one's own and those of others. The cosubjects of this experience themselves make up, for me and for one another, an openly endless horizon of human beings who are capable of meeting and then entering into actual con­tact with me and with one another.

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§48. Anything that is-whatever its meaning and to whatever region it belongs-is an index of a subjective system of correlations.

IN THIS EXCLUSIVE concentration on the multiplicities of subjective manners of appearing through which the world is pregiven to us, we arrive, again and again-even though we have really considered only the world of perception, indeed only its corporeal features-at the insight that we are not dealing merely with contingent matters of fact. Rather, no conceivable human being, no matter how different we imagine him to be, could ever experience a world in manners of givenness which differ from the incessantly mobile relativity we have delineated in general terms, i.e., as a world pregiven to him in his conscious life and in community with fellow human beings. The fact which is naively taken for granted, that each person sees things and the world in general as they appear to him, concealed, as we now realize, a great horizon of remarkable truths whose unique­ness and systematic interconnection never entered the philo­sophical purview. The correlation between world (the world of which we always speak) and its subjective manners of givenness never evoked philosophical wonder (that is, prior to the first breakthrough of "transcendental phenomenology" in the Logical Investigations), in spite of the fact that it had made itself felt even in pre-Socratic philosophy and among the Sophists -­ though here only as a motive for skeptical argumentation. This correlation never aroused a philosophical interest of its own which could have made it the object of an appropriate scientific attitude. Philosophers were confined by what was taken for granted, i.e., that each thing appeared differently in each case to each person.

But as soon as we begin to examine carefully the how of the appearance of a thing in its actual and possible alteration and to pay consistent attention to the correlation it involves between appearance and that which appears as such, and if we consider the alteration as an alteration of validity for the intentionality occurring in the ego-subjects and their communalization, we are

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forced to recognize a fixed typology with ever widening ramifica­tions. It applies not only to perceiving, to bodies, and to the penetrable depths of immediate sensibility but to any and every entity within the spatiotemporal world and to its subjective man­ners of givenness. Everything thus stands in correlation with its own manners of givenness, which are by no means merely sensi­ble in character, within a possible experience; and everything has its modes of validity and its particular manners of synthesis. Experience, self-evidence, is not an empty generality but is differentiated according to the species, genera, and regional cate­gories of what is and also according to all spatiotemporal modalities. Whatever exists, whether it has a concrete or abstract, real or ideal, meaning, has its manners of self-givenness and, on the side of the ego, its manners of intention in modes of validity; to this belong the manners of the subjective variation of these modes in syntheses of individual-subjective and intersubjective harmony and discrepancy. We also foresee (as even the first trials made clear in a preliminary way) that this confusingly manifold typology of correlations, comprising further differen­tiations at every turn, is not a mere though generally established fact but rather that the factual indicates an essential necessity which, with the proper method, can be translated into essential generalities, into an immense system of novel and highly as­tounding a priori truths. No matter where we turn, every entity that is valid for me and every conceivable subject as existing in actuality is thus correlatively-and with essential necessity-an index of its systematic multiplicities. Each one indicates an ideal general set of actual and possible experiential manners of given­ness, each of which is an appearance of this one entity, such that every actual concrete experience brings about, from this total multiplicity, a harmonious flow of manners of givenness which continuously fulfills the experiencing intention.*

 

* The first breakthrough of this universal a priori of correlation between experienced object and manners of givenness (which oc­curred during work on my Logical Investigations around 1898) af­fected me so deeply that my whole subsequent life-work has been dominated by the task of systematically elaborating on this a priori of correlation. The further course of the reflections in this text will show how, when human subjectivity was brought into the problems of correlation, a radical transformation of the meaning of these problems became necessary which finally led to the phenomenological reduction to absolute, transcendental subjectivity.  

The first, though still unclarified, emergence of the phenomeno­logical reduction occurred several years after the publication of the Logical Investigations (1900-1901); the first attempt at a systematic introduction to the new philosophy of the transcendental reduction appeared in 1913 as a fragment (Volume I of Ideas toward a Pure Phenomenology and Phenomenological Philosophy).  

Contemporary philosophy of the decades since then-- even that of the so-called phenomenological schools -- preferred to persist in the old philosophical naïveté. To be sure, the first breakthroughs of such a radical change, a total transformation of the whole natural manner of life, were difficult to present adequately, especially since certain considerations, which will become understandable in the following, constantly give rise to misinterpretations resulting from relapses into the natural attitude.

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The total multiplicity of manners of givenness, however, is a horizon of possibly realizable processes, as opposed to the actual process, and as such it belongs to each experience, or rather to the intention which is operative within it. For each subject this intention is the cogito; the manners of givenness (understood in the widest sense) make up its cogitatum according to the "what" and the "how," and the manners of givenness in turn bring to "exhibition" the one and the same entity which is their unity.

§ 49. Preliminary concept of transcendental constitution as "original formation of meaning." The restricted character of the exemplary analyses carried out so far; an indication of further horizons of exposition.

WE SEE HOW FAR we must take all this when we realize that, while we are dealing with the total intentional accomplish­ment, having many levels, of the subjectivity in question, it is not that of the isolated subject. We are dealing, rather, with the entire intersubjectivity which is brought together in the accom­plishment-and here the concepts of "what is," of "manners of givenness," of "syntheses," etc., are repeatedly relativized. Again and again we realize that, beginning with the superficially visi­ble, the manners of appearing belonging to the unifying multi­plicities are themselves unities of multiplicities which lie deeper and which constitute them through appearances, so that we are led back to an obscure horizon-which, however, can still be

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opened up through methodical regressive inquiry. All the levels and strata through which the syntheses, intentionally overlap­ping as they are from subject to subject, are interwoven form a universal unity of synthesis; through it the objective universe comes to be -- the world which is and as it is concretely and vividly given (and pregiven for all possible praxis). In this regard we speak of the "intersubjective constitution" of the world, meaning by this the total system of manners of given­ness, however hidden, and also of modes of validity for egos; through this constitution, if we systematically uncover it, the world as it is for us becomes understandable as a structure of meaning formed out of elementary intentionalities. The being of these intentionalities themselves is nothing but one meaning­formation operating together with another, "constituting" new meaning through synthesis. And meaning is never anything but meaning in modes of validity, that is, as related to intending ego-subjects which effect validity. Intentionality is the title which stands for the only actual and genuine way of explaining, making intelligible. To go back to the intentional origins and unities of the formation of meaning is to proceed toward a comprehension which, once achieved (which is of course an ideal case), would leave no meaningful question unanswered. But every serious and genuine move from a "ready-made entity" back to its intentional origins gives us, in respect to those strata already uncovered and the clarification of what is accomplished in them, an understanding which, though merely relative, is yet an actual understanding as far as it goes.

What we dealt with in the manner of examples was naturally only a beginning, in fact a beginning of the clarification of merely the world of perception, which is itself, taken as a whole, only a "stratum." The world is a spatiotemporal world; spatio­temporality (as "living," not as logicomathematical) belongs to its own ontic meaning as life-world. Our focus on the world of perception (and it is no accident that we begin here) gives us, as far as the world is concerned, only the temporal mode of the present; this mode itself points to its horizons, the temporal modes of past and future. Recollection, above all, exercises the intentional function of forming the meaning of the past -- apart from the fact that perception itself, as the "flowing-static" present, is constituted only through the fact that the static "now" (as a deeper intentional analysis shows) has a horizon with two differently structured sides, known in intentional language as a continuum of retentions and protentions. These first prefigurations

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of temporalization and time, however, remain in the background. In the recollection founded upon them we have before us, in original intuition, a past -- a present which has passed. It too has "being": it has its multiplicities of manners of givenness, its manners of coming to original self-givenness (to immediate self-evidence) as what has passed. Likewise, in expectation or anticipatory recollection, again understood as an intentional modification of perception (the future is a present-to-come), is found the meaning-formation from which arises the ontic meaning of that which is in the future. And the deeper structure of this can be revealed in more detail. This represents the beginnings of new dimensions of temporalization, or of time and its time content -- quite apart from the fact (which is not to be elucidated here) that the constitution of every level and sort of entity is a temporalization which gives to each distinctive mean­ing of an entity in the constitutive system its own temporal form, whereas only through the all-inclusive, universal synthesis which constitutes the world do all these times come together synthetically into the unity of one time. One thing more should be pointed out : in the elucidation of the accomplishment of the intentional syntheses, privileged status is given to the clarification of the syntheses of continuity (for example, the one contained in the flowing unity of perception); these serve as a ground for elucidating on a higher level the discrete syntheses. I give as an example [of the latter] the identification of something perceived as the same thing that, according to recollection, was there before. This rerecognition, its exposition through the conti­nuity of recollection, the corresponding deeper analyses of these "obvious" matters -- all this leads to difficult investigations.

Here, as everywhere, we can investigate first only what is nearest to our comprehension. But it should be clear from the preceding that as soon as one has progressed far enough in the reorientation of the epoche to see the purely subjective in its own self-enclosed pure context as intentionality and to recognize it as the function of forming ontic meaning, the theoretical interest grows quickly, and one becomes more astonished at each step by the endless array of emerging problems and important discov­eries to be made. To be sure, one is soon beset by extraordinary difficulties: that of preserving the pure frame of mind, of finding one's way in an unknown world, where all the concepts, all the ways of thinking and scientific methods based on the natural world, as well as all the logical methods of objective science, are of no help; and that of bringing about a novel and yet scientific

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 way of thinking through the required method which is develop­ing in a precursory way. In truth, this is a whole world-and if we could equate this subjectivity with the